DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•• O•••••• F••• L•••
Gross asset value
$9.4M
as of Mar 28, 2014; not a fund size
Peak GAV
$72.8M
highest filing
Owners
136
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
7%
of the fund
Owned by funds
48%
fund-of-funds interests
Non-US owners
0%
Reported
5 filings
Mar 29, 2012 to Mar 28, 2014
Reporting history
one row per Form ADV filing
Gross asset value$9.4M as of Mar 28, 2014
Mar 29, 2012$71.7M then
Owners136 as of Mar 28, 2014
Mar 29, 2012136 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- feeder of 805-1906342084reported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-68324reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Credit Suisse Securities (USA) LLCNew York, New York
- Goldman, Sachs & Co.New York, New York
- J.P. Morgan Chase Bank, N.A.Columbus, Ohio
- Morgan Stanley & Co. LLCNew York, New York
Across DFX
shared identifiers only
- T•• O•••••• F••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 7.0%reportedadviser and related persons