DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
E•• S•••••• P•••••• V••••••• F•• L••
Gross asset value
$5.3M
as of Aug 14, 2024; not a fund size
Peak GAV
$7.5M
highest filing
Owners
18
beneficial owners reported
Minimum investment
$10,000
as reported
Adviser and related own
75%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
39 filings
Jan 8, 2018 to Aug 14, 2024
Reporting history
one row per Form ADV filing
Gross asset value$5.3M as of Aug 14, 2024
Jan 8, 2018$7.5M then
Owners18 as of Aug 14, 2024
Jan 8, 201818 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Wisconsin, United Statesreported
- Clients solicited
- yes, 5% of the adviser's clients investedreported
- Form D file number
- 021-260656reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- American National Bank Fox CitiesAppleton, Wisconsin · LEI 549300B63HUNIWL5V50
- U.S. Bank, N.A.Cincinnati, Ohio · LEI 6BYL5QZYBDK8S7L73M02
Across DFX
shared identifiers only
- E•• S•••••• P•••••• V••••••• F•• L•• · peshared adv fund id
- E•• S•••••• P•••••• V••••••• F•• L•• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 75%reportedadviser and related persons