DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
E••• S••••• C•••••• S•• 3• L••
Gross asset value
$104M
as of Nov 8, 2024; not a fund size
Peak GAV
$173M
highest filing
Owners
267
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
4%
Reported
7 filings
Mar 1, 2022 to Nov 8, 2024
Reporting history
one row per Form ADV filing
Gross asset value$104M as of Nov 8, 2024
Mar 1, 2022$173M then
Owners267 as of Nov 8, 2024
Mar 1, 20224 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-392735reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Goldman Sachs & Co. LLCNew York, New York
- Northern Trust Securities, Inc.Chicago, Illinois
Across DFX
shared identifiers only
- E••• S••••• C•••••• S•• 3• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons