DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••• B•••••• P•••••• O••••••••• F••• L•
Gross asset value
$19.0M
as of Jun 23, 2026; not a fund size
Peak GAV
$73.6M
highest filing
Owners
37
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
21 filings
Mar 24, 2014 to Jun 23, 2026
Reporting history
one row per Form ADV filing
Gross asset value$33.8M as of Jun 26, 2024
Mar 24, 2014$17.6M then
Owners37 as of Jun 26, 2024
Mar 24, 20147 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 21% of the adviser's clients investedreported
- Form D file number
- 021-210261reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bmo Harris Bank N.A.Chicago, Illinois · LEI 3Y4U8VZURTYWI1W2K376
- Charles Schwab & Co., Inc.New York, New York
Across DFX
shared identifiers only
- S•••• B•••••• P•••••• O••••••••• F••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 5.0%reportedadviser and related persons