DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

S••••••••• C•• L•

Private Equity Fundadvised byS••••••••• C••••• P••••••• L•asset manager805-3089653371no longer reportedIAPD
Gross asset value
$54.1M
as of Sep 29, 2017; not a fund size
Peak GAV
$56.9M
highest filing
Owners
34
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
51%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
72%
Reported
7 filings
May 11, 2016 to Sep 29, 2017
Reporting history
one row per Form ADV filing
Gross asset value$54.1M as of Sep 29, 2017
May 11, 2016$29.9M then
Owners34 as of Sep 29, 2017
May 11, 201612 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
feeder of 805-6247208484reported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-262536reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • U.S. Bank N.A.
    Milwaukee, Wisconsin
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
51%reportedadviser and related persons