DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C• F•••• L•••
Gross asset value
$5.1M
as of Aug 24, 2023; not a fund size
Peak GAV
$104M
highest filing
Owners
8
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
99%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
26 filings
Jan 31, 2012 to Aug 24, 2023
Reporting history
one row per Form ADV filing
Gross asset value$5.1M as of Aug 24, 2023
Jan 31, 2012$82.2M then
Owners8 as of Aug 24, 2023
Jan 31, 201210 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Texas, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-133685reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- AstBrooklyn, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Raymond James & Associates, Inc.New York, New York
- Texas Capital Bank, NaDallas, Texas
Across DFX
shared identifiers only
- C• F•••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 99%reportedadviser and related persons