DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
G• C•••••• P••••••• 2••• G••• • C•• B••••••••• K•
Gross asset value
$0
as of Feb 14, 2020; not a fund size
Peak GAV
$33.3M
highest filing
Owners
60
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
13%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
76%
Reported
169 filings
Mar 30, 2012 to Feb 14, 2020
Reporting history
one row per Form ADV filing
Gross asset value$9.6M as of Jul 19, 2016
Mar 30, 2012$33.3M then
Owners60 as of Jul 19, 2016
Mar 30, 201236 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Germanyreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Abn Amro Bank N.VAmsterdam, Netherlands
- Aozora BankTokyo, Japan
- Bank Of AmericaCharlotte, North Carolina
- Bank Of AmericaConcord, California
- Bank Of America Merrill LynchBromley, United Kingdom
- Bank Of ChinaShenzhen, China
- Barclays Bank PlcLondon, United Kingdom
- Bnp ParibasParis, France
- Caceis Bank LuxembourgLuxembourg, Luxembourg
- Carta Securities LLCSan Francisco, California
- Ccb Qingdao Sifang BranchShandong, China
- Citco Bank Nederland NvAmsterdam, Netherlands
- Citibank N.A.New York, New York
- Cmb Huhehaote Municipal BranchHuhehaote Municipal, China
- Cmb Waigaoqiao Free Trade Zone Sub-BranchShanghai, China
- Commerzbank AgFrankfurt, Germany
- Corland BmoChicago, Illinois
- Credit Agricole Corporate And Investment BankNew York, New York
- Daiko Shoken BusinessTokyo, Japan
- Deutsche BankFrankfurt, Germany
Across DFX
shared identifiers only
- G• C•••••• P••••••• 2••• G••• • C•• B••••••••• K• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 13%reportedadviser and related persons