DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

R•• C•••• A••• ••••••• F•••

Gross asset value
$1.3B
as of Apr 2, 2024; not a fund size
Peak GAV
$4.0B
highest filing
Owners
57
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
19%
of the fund
Owned by funds
5%
fund-of-funds interests
Non-US owners
93%
Reported
29 filings
Oct 23, 2013 to Apr 2, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.3B as of Apr 2, 2024
Oct 23, 2013$37.0M then
Owners57 as of Apr 2, 2024
Oct 23, 201319 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-265633reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bnp Paribas
    London, United Kingdom
  • Deutsche Bank Ag
    London, United Kingdom
  • Jpmorgan Chase Bank, Na
    New York, New York
  • Morgan Stanley & Co. International Plc
    London, United Kingdom
  • Nomura International Plc
    London, United Kingdom
  • Standard Chartered Bank
    London, United Kingdom
  • The Hongkong And Shanghai Banking Corporation L••••••
    Hong Kong, Hong Kong
  • UBS Ag
    London, United Kingdom
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
19%reportedadviser and related persons