DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
E••• D•••••••• L••
Gross asset value
$6.8M
as of Mar 22, 2018; not a fund size
Peak GAV
$21.6M
highest filing
Owners
13
beneficial owners reported
Minimum investment
$3.0M
as reported
Adviser and related own
9%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
34%
Reported
24 filings
Mar 28, 2012 to Mar 22, 2018
Reporting history
one row per Form ADV filing
Gross asset value$6.8M as of Mar 22, 2018
Mar 28, 2012$21.6M then
Owners13 as of Mar 22, 2018
Mar 28, 201221 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 1% of the adviser's clients investedreported
- Form D file number
- 021-174530reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankSan Francisco, California
- Pershing Advisor Solutions LLCJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 9.0%reportedadviser and related persons