DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
G•• F••• L••
Gross asset value
$138M
as of Feb 13, 2024; not a fund size
Peak GAV
$245M
highest filing
Owners
22
beneficial owners reported
Minimum investment
$2.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
14 filings
May 31, 2013 to Feb 13, 2024
Reporting history
one row per Form ADV filing
Gross asset value$138M as of Feb 13, 2024
May 31, 2013$84.8M then
Owners22 as of Feb 13, 2024
May 31, 201310 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Interactive Brokers LLCGreenwich, Connecticut
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedHouston, Texas
- R.J. O'Brien & Associates LLCChicago, Illinois
- The Northern Trust International Banking CorporationJersey City, New Jersey
- Vp BankRoad Town, British Virgin Islands
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons