DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Pactolus/Swan Legend Fund 3 Series Of The Pactolus Series Fund, LLC

Private Equity Fundadvised byPactolusindependent RIA805-3168358228IAPD
Gross asset value
$13.0M
as of Sep 3, 2024; not a fund size
Peak GAV
$13.0M
highest filing
Owners
13
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
22%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
30 filings
May 15, 2015 to Sep 3, 2024
Reporting history
one row per Form ADV filing
Gross asset value$13.0M as of Sep 3, 2024
May 15, 2015$2.2M then
Owners13 as of Sep 3, 2024
May 15, 201510 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
feederreported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 5% of the adviser's clients investedreported
Form D file number
021-238703reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Inspira Financial
    Oak Brook, Illinois
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
22%reportedadviser and related persons