DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

S•••••••• C••••••• L•••

Hedge Fundadvised byS•••••••• M••••••••• L•••asset manager805-3181624193IAPD
Gross asset value
$534M
as of Mar 25, 2024; not a fund size
Peak GAV
$577M
highest filing
Owners
49
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
14%
of the fund
Owned by funds
11%
fund-of-funds interests
Non-US owners
2%
Reported
22 filings
Mar 28, 2012 to Mar 25, 2024
Reporting history
one row per Form ADV filing
Gross asset value$534M as of Mar 25, 2024
Mar 28, 2012$44.0M then
Owners49 as of Mar 25, 2024
Mar 28, 201217 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-265385reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Morgan Stanley & Co. LLC
    New York, New York
  • Pershing LLC
    Jersey City, New Jersey
  • Wells Fargo
    San Francisco, California · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
14%reportedadviser and related persons