DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••• T••••••••• P•••••••• L•••
Private Equity Fundadvised byS•••••• C•••••• M•••••••••asset manager805-3190892217no longer reportedIAPD
Gross asset value
$360,000
as of Nov 11, 2013; not a fund size
Peak GAV
$520,000
highest filing
Owners
34
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
22%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
11%
Reported
5 filings
Mar 30, 2012 to Nov 11, 2013
Reporting history
one row per Form ADV filing
Gross asset value$360,000 as of Nov 11, 2013
Mar 30, 2012$520,000 then
Owners34 as of Nov 11, 2013
Mar 30, 201234 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 4% of the adviser's clients investedreported
- Form D file number
- 021-9999999999reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- J P Morgan Private BankNewark, Delaware
- Morgan Stanley & Co. LLCNew York, New York
Across DFX
shared identifiers only
- S•••••• T••••••••• P•••••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 22%reportedadviser and related persons