DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

F•• P••••• L••

Private Equity Fundadvised byF•••••• 3• C•••••• L••asset manager805-3210154782no longer reportedIAPD
Gross asset value
$268M
as of Dec 19, 2022; not a fund size
Peak GAV
$268M
highest filing
Owners
6
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
40%
of the fund
Owned by funds
40%
fund-of-funds interests
Non-US owners
0%
Reported
4 filings
Feb 16, 2022 to Dec 19, 2022
Reporting history
one row per Form ADV filing
Gross asset value$268M as of Dec 19, 2022
Feb 16, 2022$268M then
Owners6 as of Dec 19, 2022
Feb 16, 20226 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 30% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • People'S United Bank
    Bridgeport, Connecticut · LEI N4662XQCE3KK1Z6EZS08
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
40%reportedadviser and related persons