DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••••• I••••••••• P••••••• I••• L•••
Private Equity Fundadvised byC••••• I••••••••• M••••••••• L••asset manager805-3215132208no longer reportedIAPD
Gross asset value
$5.8M
as of Jun 28, 2013; not a fund size
Peak GAV
$32.2M
highest filing
Owners
35
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
10%
fund-of-funds interests
Non-US owners
42%
Reported
3 filings
Mar 30, 2012 to Jun 28, 2013
Reporting history
one row per Form ADV filing
Gross asset value$5.8M as of Jun 28, 2013
Mar 30, 2012$32.2M then
Owners35 as of Jun 28, 2013
Mar 30, 201235 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-99999reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Morgan StanleySanta Barbara, California
- Northern TrustSt. Peter Port, Guernsey
- UBS Financial Services Inc.Weehawken, New Jersey
Across DFX
shared identifiers only
- C••••• I••••••••• P••••••• I••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 2.0%reportedadviser and related persons