DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C••• D••••• I••••••••• L•••

Other Private Fundadvised byC• I••••••••• P•••••••• L••former805-3215566028IAPD
Gross asset value
$209M
as of Jul 16, 2024; not a fund size
Peak GAV
$209M
highest filing
Owners
157
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
60 filings
Oct 8, 2013 to Jul 16, 2024
Reporting history
one row per Form ADV filing
Gross asset value$209M as of Jul 16, 2024
Oct 8, 2013$0 then
Owners157 as of Jul 16, 2024
Oct 8, 201316 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 62% of the adviser's clients investedreported
Form D file number
021-202998reportedthe join to the Form D offering
Type as written
CO-INVESTMENTreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bny Mellon Securities Corporation
    New York, New York
  • Inwood National Bank
    Dallas, Texas · LEI 549300AHVQ1LDFNP8P69
  • Maple Mark Bank
    Dallas, Texas · LEI 2549006V23YD1XWUR350
  • Pershing LLC
    Jersey City, New Jersey
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
1.0%reportedadviser and related persons