DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
A••••• I••••••••• P••••••• V• L•••
Gross asset value
$321M
as of Jul 1, 2024; not a fund size
Peak GAV
$343M
highest filing
Owners
87
beneficial owners reported
Minimum investment
$150,000
as reported
Adviser and related own
21%
of the fund
Owned by funds
18%
fund-of-funds interests
Non-US owners
0%
Reported
27 filings
Mar 30, 2015 to Jul 1, 2024
Reporting history
one row per Form ADV filing
Gross asset value$321M as of Jul 1, 2024
Mar 30, 2015$218M then
Owners87 as of Jul 1, 2024
Mar 30, 201592 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 2% of the adviser's clients investedreported
- Form D file number
- 021-223008reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- KeybankCleveland, Ohio · LEI HUX2X73FUCYHUVH1BK78
- Tristate Capital BankPittsburgh, Pennsylvania · LEI 5493002GQNJKJONGBS18
- Bryn Mawr Trust CompanyBryn Mawr, Pennsylvania · LEI 549300SU7VQHD6QRG886
Across DFX
shared identifiers only
- A••••• I••••••••• P••••••• V• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 21%reportedadviser and related persons