DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A•••••••• D•••••••• F•••• L•
Other Private Fundadvised byP•••• H•••• S••••••• I•••independent RIA805-3218219520no longer reportedIAPD
Gross asset value
$350,448
as of Jul 24, 2020; not a fund size
Peak GAV
$350,448
highest filing
Owners
5
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
8 filings
Feb 12, 2019 to Jul 24, 2020
Reporting history
one row per Form ADV filing
Gross asset value$350,448 as of Jul 24, 2020
Feb 12, 2019$325,000 then
Owners5 as of Jul 24, 2020
Feb 12, 20194 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- 021-330034reportedthe join to the Form D offering
- Type as written
- LONG-ONLY, LEVERED, SMALL CAP STRATEGYreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Mb Financial Bank, N.A.Chicago, Illinois
- Pershing LLCJersey City, New Jersey
Across DFX
shared identifiers only
- A•••••••• D•••••••• F•••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 100%reportedadviser and related persons