DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••• I•• R••• A••• L•
Gross asset value
$4.0M
as of Feb 14, 2019; not a fund size
Peak GAV
$93.0M
highest filing
Owners
33
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
19%
of the fund
Owned by funds
37%
fund-of-funds interests
Non-US owners
23%
Reported
14 filings
Apr 19, 2013 to Feb 14, 2019
Reporting history
one row per Form ADV filing
Gross asset value$4.0M as of Feb 14, 2019
Apr 19, 2013$51.6M then
Owners33 as of Feb 14, 2019
Apr 19, 201333 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Hsbc Bank USA, N.A.New York, New York
Across DFX
shared identifiers only
- S••• I•• R••• A••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 19%reportedadviser and related persons