DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•• S•••• F••• I•• L•••
Gross asset value
$164M
as of Mar 29, 2024; not a fund size
Peak GAV
$190M
highest filing
Owners
6
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
44%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
3 filings
Aug 30, 2022 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$164M as of Mar 29, 2024
Aug 30, 2022$188M then
Owners6 as of Mar 29, 2024
Aug 30, 20226 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Goldman Sachs & Co. LLCNew York, New York
- Interactive Brokers LLCGreenwich, Connecticut
- Morgan Stanley Private Bank, National AssociationPurchase, New York · LEI 549300GS0W0TEUQS8571
- National Financial Services LLCBoston, Massachusetts
- Wells Fargo Securities, LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 44%reportedadviser and related persons