DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
N•• M••••••••• H••••••• L•
Gross asset value
$21.6M
as of Aug 29, 2019; not a fund size
Peak GAV
$22.4M
highest filing
Owners
26
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
96%
Reported
9 filings
Dec 13, 2013 to Aug 29, 2019
Reporting history
one row per Form ADV filing
Gross asset value$21.6M as of Aug 29, 2019
Dec 13, 2013$12.8M then
Owners26 as of Aug 29, 2019
Dec 13, 201321 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Canadareported
- Clients solicited
- noreported
- Form D file number
- 021-205321reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
No custodian reported.
Across DFX
shared identifiers only
- N•• M••••••••• H••••••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 100%reportedadviser and related persons