DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
O•• C•••• O••••••• M••••• F•••• L•••
Gross asset value
$555M
as of Aug 29, 2024; not a fund size
Peak GAV
$4.9B
highest filing
Owners
34
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
51%
of the fund
Owned by funds
9%
fund-of-funds interests
Non-US owners
22%
Reported
38 filings
Feb 29, 2012 to Aug 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$555M as of Aug 29, 2024
Feb 29, 2012$4.9B then
Owners34 as of Aug 29, 2024
Feb 29, 2012542 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-45580reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America N.A.(Swaps)New York, New York · LEI B4TYDEB6GKMZO031MB27
- Barclays Bank (Swaps )New York, New York · LEI G5GSEF7VJP5I7OUK5573
- Bnp Paribas Securities Corp.New York, New York
- B.N.P. Paribas (Swaps)New York, New York · LEI R0MUWSFPU8MPRO8K5P83
- Citibank (Swaps)New York, New York · LEI E57ODZWZ7FF32TWEFA76
- Citigroup Financial Products (Swaps)New York, New York · LEI ZULHQJBZHTUV5CCBYQ53
- Deutsche Bank A.G.Frankfurt, Germany · LEI 7LTWFZYICNSX8D621K86
- Deutsche Bank (Swaps Desk)New York, New York · LEI 7LTWFZYICNSX8D621K86
- Goldman Sachs & Co. LLCNew York, New York
- Goldman Sachs International (Swaps)New York, New York · LEI W22LROWP2IHZNBB6K528
- Hsbc Bank USA, N.A.New York, New York · LEI 1IE8VN30JCEQV1H4R804
- J. P. Morgan Chase Bank (Swaps Desk)New York, New York · LEI 7H6GLXDRUGQFU57RNE97
- J. P.Morgan Global Funds GroupLuxembourg, Luxembourg · LEI 7W1GMC6J4KGLBBUSYP52
- J.P. Morgan Securities LLCNew York, New York
- Morgan Stanley & Co. International Plc (Swaps)New York, New York · LEI 4PQUHN3JPFGFNF3BB653
- Morgan Stanley & Co. LLCNew York, New York
- Morgan Stanley Capital Group (Swaps)New York, New York · LEI VB7RXNZGO6KVDABYB880
- Morgan Stanley Capital Services Inc. (Swaps)New York, New York · LEI I7331LVCZKQKX5T7XV54
- The Royal Bank Of Scotland Plc (Swaps)London, United Kingdom · LEI RR3QWICWWIPCS8A4S074
- UBS A.G. (Swaps)Stamford, Connecticut · LEI BFM8T61CT2L1QCEMIK50
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 51%reportedadviser and related persons