DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
B•••••••• R•• O••••••• M•••••• L•••
Gross asset value
$103M
as of Mar 1, 2024; not a fund size
Peak GAV
$514M
highest filing
Owners
17
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
56%
of the fund
Owned by funds
12%
fund-of-funds interests
Non-US owners
11%
Reported
20 filings
Mar 30, 2012 to Mar 1, 2024
Reporting history
one row per Form ADV filing
Gross asset value$103M as of Mar 1, 2024
Mar 30, 2012$364M then
Owners17 as of Mar 1, 2024
Mar 30, 201240 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-73564reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citco Bank And Trust Company LimitedGrand Cayman, Cayman Islands
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Securities LLCNew York, New York
- Merrill LynchLondon, United Kingdom
- Morgan Stanley & Co. LLCNew York, New York
- National Financial Services LLCBoston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 56%reportedadviser and related persons