DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
F••• W••••••••• P•••••• E••••• I•••••••• X• L•••
Gross asset value
$286M
as of Dec 20, 2024; not a fund size
Peak GAV
$297M
highest filing
Owners
66
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
18%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
28 filings
Mar 29, 2019 to Dec 20, 2024
Reporting history
one row per Form ADV filing
Gross asset value$286M as of Dec 20, 2024
Mar 29, 2019$52.4M then
Owners66 as of Dec 20, 2024
Mar 29, 20197 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 1% of the adviser's clients investedreported
- Form D file number
- 021-316391reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Fifth Third Bank - Global Securities ServicesCincinnati, Ohio
Across DFX
shared identifiers only
- F••• W••••••••• P•••••• E••••• I•••••••• X• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 18%reportedadviser and related persons