DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•• P••••• I••••••••• F••• I•• L•••
Gross asset value
$253M
as of Mar 29, 2024; not a fund size
Peak GAV
$253M
highest filing
Owners
94
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
9%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
38 filings
Feb 15, 2012 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$253M as of Mar 29, 2024
Feb 15, 2012$94.0M then
Owners94 as of Mar 29, 2024
Feb 15, 2012100 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Illinois, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-193238reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Horizon Bank, SsbAustin, Texas · LEI 549300I23OUVH341T124
- Kotak Mahindra Bank LimitedMumbai, India · LEI 335800E6GTTXKHXE2I75
- Northbrook Bank & Trust CompanyNorthbrook, Illinois · LEI CLHA5EVJO4FMZ2WOBV70
- UBS Financial Services Inc.Chicago, Illinois
- UBS Securities LLCStamford, Connecticut
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 9.0%reportedadviser and related persons