DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

G• E••••• F•••• L••

Private Equity Fundadvised byS••• A•••••••• L••asset manager805-3355711238IAPD
Gross asset value
$804,370
as of Sep 17, 2024; not a fund size
Peak GAV
$829,369
highest filing
Owners
13
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
9%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
7 filings
Mar 31, 2022 to Sep 17, 2024
Reporting history
one row per Form ADV filing
Gross asset value$804,370 as of Sep 17, 2024
Mar 31, 2022$829,369 then
Owners13 as of Sep 17, 2024
Mar 31, 202216 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-414741reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Charles Schwab & Co., Inc.
    San Francisco, California
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
9.0%reportedadviser and related persons