DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
S•• O••••••••• V• L•••
Gross asset value
$101M
as of Mar 30, 2026; not a fund size
Peak GAV
$104M
highest filing
Owners
94
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
25 filings
Mar 16, 2015 to Mar 30, 2026
Reporting history
one row per Form ADV filing
Gross asset value$101M as of May 17, 2024
Mar 16, 2015$3.4M then
Owners94 as of May 17, 2024
Mar 16, 201547 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Virginia, United Statesreported
- Clients solicited
- yes, 44% of the adviser's clients investedreported
- Form D file number
- 021-223425reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Charles Schwab & Co., Inc.San Francisco, California
- National Financial Services LLCBoston, Maine
Across DFX
shared identifiers only
- S•• O••••••••• V• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons