DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
D•• I••••••••• P••••••• I•• L•••
Private Equity Fundadvised byC••••• S••••• A•••• M••••••••• L••former805-3359839188no longer reportedIAPD
Gross asset value
$11.0M
as of Dec 9, 2013; not a fund size
Peak GAV
$116M
highest filing
Owners
52
beneficial owners reported
Minimum investment
$150,000
as reported
Adviser and related own
19%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
12%
Reported
21 filings
Mar 30, 2012 to Dec 9, 2013
Reporting history
one row per Form ADV filing
Gross asset value$11.0M as of Dec 9, 2013
Mar 30, 2012$116M then
Owners52 as of Dec 9, 2013
Mar 30, 201250 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-99999reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citibank, N.A.New York, New York
- Deutsche BankGrand Cayman, Cayman Islands
- JP Morgan ChaseNew York, New York
- Pershing LLCJersey City, New Jersey
Across DFX
shared identifiers only
- D•• I••••••••• P••••••• I•• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 19%reportedadviser and related persons