DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
M•••••• M••••• F•••• L•
Gross asset value
$28.0M
as of Nov 5, 2020; not a fund size
Peak GAV
$2.9B
highest filing
Owners
561
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
12%
of the fund
Owned by funds
3%
fund-of-funds interests
Non-US owners
36%
Reported
26 filings
Mar 22, 2012 to Nov 5, 2020
Reporting history
one row per Form ADV filing
Gross asset value$28.0M as of Nov 5, 2020
Mar 22, 2012$643M then
Owners561 as of Nov 5, 2020
Mar 22, 201257 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-122080reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaCharlotte, North Carolina
- Blackrock Advisors, LLCWilmington, Delaware
- First Republic BankNew York, New York
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Chase & Co.New York, New York
- J.P. Morgan Clearing Corp.New York, New York
- Merrill Lynch Financial Markets, IncNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
- The Northern Trust International Banking CorporationJersey City, New Jersey
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 12%reportedadviser and related persons