DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••• E••••• A•••••••• I• L•
Gross asset value
$130M
as of Mar 29, 2024; not a fund size
Peak GAV
$130M
highest filing
Owners
64
beneficial owners reported
Minimum investment
$4.0M
as reported
Adviser and related own
12%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
82%
Reported
9 filings
Nov 7, 2017 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$130M as of Mar 29, 2024
Nov 7, 2017$0 then
Owners64 as of Mar 29, 2024
Nov 7, 201763 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Australiareported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- National A•••••••• Bank Limited (Nab)Sydney, Australia
- U.S. BankLos Angeles, California
Across DFX
shared identifiers only
- S•••••• E••••• A•••••••• I• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 12%reportedadviser and related persons