DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•• 1••• E••••••••• F•••• L••
Gross asset value
$261,769
as of Oct 8, 2014; not a fund size
Peak GAV
$462,015
highest filing
Owners
29
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
8%
of the fund
Owned by funds
6%
fund-of-funds interests
Non-US owners
0%
Reported
8 filings
Mar 30, 2012 to Oct 8, 2014
Reporting history
one row per Form ADV filing
Gross asset value$261,769 as of Oct 8, 2014
Mar 30, 2012$462,015 then
Owners29 as of Oct 8, 2014
Mar 30, 201229 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- New York, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Jpmorgan ChaseNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
Across DFX
shared identifiers only
- C•• 1••• E••••••••• F•••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 8.0%reportedadviser and related persons