DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M•••••• M••••• N•••••• F•••• L•
Gross asset value
$1.6M
as of Nov 5, 2020; not a fund size
Peak GAV
$78.8M
highest filing
Owners
17
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
48%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
37%
Reported
4 filings
Feb 26, 2020 to Nov 5, 2020
Reporting history
one row per Form ADV filing
Gross asset value$1.6M as of Nov 5, 2020
Feb 26, 2020$78.8M then
Owners17 as of Nov 5, 2020
Feb 26, 202016 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-351186reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaCharlotte, North Carolina
- First Republic BankNew York, New York · LEI YWC0TIKBQM2JV8L4IV08
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Securities Inc.New York, New York
- Merrill Lynch Financial M•••••S, IncNew York, New York
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 48%reportedadviser and related persons