DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M••••••• P••••••• I•••• L•
Private Equity Fundadvised byM••••••• U• A••••••• L•••asset manager805-3400764337no longer reportedIAPD
Gross asset value
$1.2M
as of Apr 30, 2019; not a fund size
Peak GAV
$104M
highest filing
Owners
15
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
20%
of the fund
Owned by funds
34%
fund-of-funds interests
Non-US owners
14%
Reported
8 filings
Mar 30, 2016 to Apr 30, 2019
Reporting history
one row per Form ADV filing
Gross asset value$1.2M as of Apr 30, 2019
Mar 30, 2016$104M then
Owners15 as of Apr 30, 2019
Mar 30, 201615 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaNew York, New York
- ComputershareProvidence, Rhode Island
- Raymond James Financial Services, Inc.St. Petersburg, Florida
Across DFX
shared identifiers only
- M••••••• P••••••• I•••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 20%reportedadviser and related persons