DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
D•••••••• S•••••• S••••••••• F••• I••••••••• L••••••
Gross asset value
$151M
as of Sep 28, 2012; not a fund size
Peak GAV
$156M
highest filing
Owners
14
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
4%
of the fund
Owned by funds
8%
fund-of-funds interests
Non-US owners
5%
Reported
4 filings
Feb 10, 2012 to Sep 28, 2012
Reporting history
one row per Form ADV filing
Gross asset value$151M as of Sep 28, 2012
Feb 10, 2012$156M then
Owners14 as of Sep 28, 2012
Feb 10, 201219 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- feeder of 805-8559564218reported
- Fund of funds
- noreported
- Organized in
- British Virgin Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-102409reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Goldman, Sachs & Co.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- UBS Securities LLCStamford, Connecticut
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 4.0%reportedadviser and related persons