DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S• • C•• I••••••••• F•••• L••
Gross asset value
$117M
as of Mar 31, 2026; not a fund size
Peak GAV
$117M
highest filing
Owners
117
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
81%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
19 filings
Mar 28, 2013 to Mar 31, 2026
Reporting history
one row per Form ADV filing
Gross asset value$86.7M as of Mar 29, 2024
Mar 28, 2013$58.5M then
Owners117 as of Mar 29, 2024
Mar 28, 201370 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
- Type as written
- POOLED INVESTMENT VEHICLEreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Fiduciary Trust CompanyBoston, Massachusetts
Across DFX
shared identifiers only
- S• • C• I••••••••• F•••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 81%reportedadviser and related persons