DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Private fund
Battery Uncorrelated Fund, LLC
Gross asset value
$73.1M
as of Jul 7, 2017; not a fund size
Peak GAV
$99.0M
highest filing
Owners
29
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
19%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
4%
Reported
14 filings
Mar 22, 2013 to Jul 7, 2017
Reporting history
one row per Form ADV filing
Gross asset value$73.1M as of Jul 7, 2017
Mar 22, 2013$44.0M then
Owners29 as of Jul 7, 2017
Mar 22, 201316 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 41% of the adviser's clients investedreported
- Form D file number
- 021-180967reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankNew York, New York
- National Financial Services LLCBoston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 19%reportedadviser and related persons