DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P•••••• M••••• N•••••• F••• • L••
Gross asset value
$2.0M
as of May 30, 2014; not a fund size
Peak GAV
$2.0M
highest filing
Owners
4
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
10 filings
Apr 1, 2013 to May 30, 2014
Reporting history
one row per Form ADV filing
Gross asset value$2.0M as of May 30, 2014
Apr 1, 2013$2.0M then
Owners4 as of May 30, 2014
Apr 1, 20133 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 8% of the adviser's clients investedreported
- Form D file number
- 021-193384reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Harris BankChicago, Illinois
- Wells Fargo Prime Services, LLCSan Francisco, California
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons