DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Private Equity Fundadvised byunclassified805-3492376179no longer reportedIAPD
Gross asset value
$31,000
as of Jul 6, 2018; not a fund size
Peak GAV
$31,000
highest filing
Owners
121
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
15%
of the fund
Owned by funds
45%
fund-of-funds interests
Non-US owners
8%
Reported
1 filings
Jul 6, 2018 to Jul 6, 2018
Reporting history
one row per Form ADV filing
Gross asset value: $31,000
Owners: 121
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
California, United Statesreported
Clients solicited
noreported
Form D file number
021-108978reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Citibank, N.A.
    New York, New York
  • First Republic Bank
    New York, New York
  • Goldman Sachs & Co. LLC
    New York, New York
  • Morgan Stanley & Co. LLC
    New York, New York
  • The Northern Trust Int'L Banking Corporation
    Jersey City, New Jersey
  • U.S. Bank Global Corporate Trust Services
    Chicago, Illinois
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
15%reportedadviser and related persons