DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
G••••• A••• S•• L•• • N•• I••••
Gross asset value
$5.4M
as of Aug 14, 2024; not a fund size
Peak GAV
$5.4M
highest filing
Owners
39
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
16%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
7 filings
Nov 29, 2023 to Aug 14, 2024
Reporting history
one row per Form ADV filing
Gross asset value$5.4M as of Aug 14, 2024
Nov 29, 2023$5.4M then
Owners39 as of Aug 14, 2024
Nov 29, 202339 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 12% of the adviser's clients investedreported
- Form D file number
- 021-495054reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- American National Bank Fox CitiesAppleton, Wisconsin · LEI 549300B63HUNIWL5V50
- Domestic Custodial ServicesMumbai, India
- US Bank, N.A.Cincinnati, Ohio · LEI 6BYL5QZYBDK8S7L73M02
Across DFX
shared identifiers only
- G••••• A••• S•• L•• • N•• I•••• · peshared adv fund id
- G••••• A••• S•• L•• • N•• I•••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 16%reportedadviser and related persons