DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P•••••• S••••• P•••••••• L•••
Gross asset value
$339M
as of Dec 20, 2024; not a fund size
Peak GAV
$855M
highest filing
Owners
6
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
14%
of the fund
Owned by funds
78%
fund-of-funds interests
Non-US owners
78%
Reported
77 filings
Feb 29, 2012 to Dec 20, 2024
Reporting history
one row per Form ADV filing
Gross asset value$339M as of Dec 20, 2024
Feb 29, 2012$188M then
Owners6 as of Dec 20, 2024
Feb 29, 201225 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-58591reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bnp Paribas Securities Corp.New York, New York
- Citigroup Global Markets Inc.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Clearing Corp.New York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Principal Financial GroupDes Moines, Iowa · LEI 549300GTUS3RD4RG4D56
- U.S. Bank National AssociationMinneapolis, Minnesota · LEI 6BYL5QZYBDK8S7L73M02
- UBS Securities LLCNew York, New York
- Wells Fargo Securities, LLCCharlotte, North Carolina
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 14%reportedadviser and related persons