DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Hedge Fundadvised byW••••••••• C•••••• M••••••••• L•••former805-3532012530IAPD
Gross asset value
$486M
as of Apr 21, 2015; not a fund size
Peak GAV
$2.9B
highest filing
Owners
12
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
87%
of the fund
Owned by funds
6%
fund-of-funds interests
Non-US owners
11%
Reported
9 filings
Apr 4, 2012 to Apr 21, 2015
Reporting history
one row per Form ADV filing
Gross asset value$486M as of Apr 21, 2015
Apr 4, 2012$2.9B then
Owners12 as of Apr 21, 2015
Apr 4, 2012116 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • American Stock Transfer & Trust Company, LLC
    Brooklyn, New York
  • Bnp Paribas Prime Brokerage, Inc.
    New York, New York
  • Citibank, Na
    New York, New York
  • Credit Suisse International
    New York, New York
  • Deutsche Bank Securities Inc.
    New York, New York
  • Goldman, Sachs & Co.
    New York, New York
  • J.P. Morgan Clearing Corp.
    New York, New York
  • Morgan Stanley Capital Services, Inc.
    New York, New York
  • Scotia Capital (USA) Inc.
    New York, New York
  • UBS Ag
    Stamford, Connecticut
  • Wells Fargo Na
    San Francisco, California
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
87%reportedadviser and related persons