DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•• C•• ••• L•
Gross asset value
$783M
as of Aug 23, 2024; not a fund size
Peak GAV
$855M
highest filing
Owners
2
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
4%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
96%
Reported
4 filings
Aug 11, 2023 to Aug 23, 2024
Reporting history
one row per Form ADV filing
Gross asset value$783M as of Aug 23, 2024
Aug 11, 2023$855M then
Owners2 as of Aug 23, 2024
Aug 11, 20232 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Canadareported
- Clients solicited
- noreported
- Form D file number
- 021-478992reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- JpmorganNew York, New York · LEI 7H6GLXDRUGQFU57RNE97
- Morgan Stanley Smith Barney LLCNew York, New York · LEI 7PDDXEMZ0ZV0CEDU4D16
Across DFX
shared identifiers only
- S•• C•• ••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 4.0%reportedadviser and related persons