DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
T•• S•••• S••••••• P••••••••• L••
Gross asset value
$18B
as of Aug 7, 2024; not a fund size
Peak GAV
$22B
highest filing
Owners
530
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
21%
of the fund
Owned by funds
21%
fund-of-funds interests
Non-US owners
66%
Reported
42 filings
Mar 30, 2012 to Aug 7, 2024
Reporting history
one row per Form ADV filing
Gross asset value$18B as of Aug 7, 2024
Mar 30, 2012$5.3B then
Owners530 as of Aug 7, 2024
Mar 30, 2012234 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Bank PlcLondon, United Kingdom · LEI G5GSEF7VJP5I7OUK5573
- Barclays Capital Inc.New York, New York · LEI AC28XWWI3WIBK2824319
- Bnp Paribas Ny BranchNew York, New York · LEI R0MUWSFPU8MPRO8K5P83
- Bnp Paribas Securities Corp.New York, New York · LEI RCNB6OTYUAMMP879YW96
- Bofa Securities, Inc.New York, New York · LEI 549300HN4UKV1E2R3U73
- Cibc World Markets Corp.New York, New York · LEI 549300445CON3DBMU275
- Citigroup Global Markets Inc.New York, New York · LEI MBNUM2BPBDO7JBLYG310
- Deutsche Bank Ag LondonLondon, United Kingdom · LEI 7LTWFZYICNSX8D621K86
- Goldman Sachs & Co. LLCNew York, New York · LEI FOR8UP27PHTHYVLBNG30
- J.P. Morgan Securities LLCNew York, New York · LEI ZBUT11V806EZRVTWT807
- J.P. Morgan Securities PlcLondon, United Kingdom · LEI K6Q0W1PS1L1O4IQL9C32
- Jpmorgan Chase Bank, N.A.New York, New York · LEI 7H6GLXDRUGQFU57RNE97
- Morgan Stanley & Co. LLCNew York, New York · LEI 9R7GPTSO7KV3UQJZQ078
- Morgan Stanley Capital Services, LLCNew York, New York · LEI I7331LVCZKQKX5T7XV54
- Morgan Stanley Equity Services Inc.New York, New York · LEI 549300IL2UEMC4MJYQ79
- State Street Bank And Trust CompanyBoston, Massachusetts · LEI 571474TGEMMWANRLN572
- The Bank Of New York MellonNew York, New York · LEI HPFHU0OQ28E4N0NFVK49
- UBS AgLondon, United Kingdom · LEI BFM8T61CT2L1QCEMIK50
- UBS Securities LLCNew York, New York · LEI T6FIZBDPKLYJKFCRVK44
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 21%reportedadviser and related persons