DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
W••••••••• M••• C•• L••
Other Private Fundadvised byS••••••• C•••••• M••••••••• I•••other805-3577940566no longer reportedIAPD
Gross asset value
$488M
as of Sep 28, 2017; not a fund size
Peak GAV
$511M
highest filing
Owners
3
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
5%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
6 filings
Sep 26, 2014 to Sep 28, 2017
Reporting history
one row per Form ADV filing
Gross asset value$488M as of Sep 28, 2017
Sep 26, 2014$511M then
Owners3 as of Sep 28, 2017
Sep 26, 201422 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-218301reportedthe join to the Form D offering
- Type as written
- COLLATERALIZED LOAN OBLIGATIONreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- U.S. Bank National AssociationChicago, Illinois
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 5.0%reportedadviser and related persons