DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L••• M••••• F••• L•••
Gross asset value
$1.7B
as of Nov 17, 2021; not a fund size
Peak GAV
$1.7B
highest filing
Owners
73
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
3%
Reported
1 filings
Nov 17, 2021 to Nov 17, 2021
Reporting history
one row per Form ADV filing
Gross asset value: $1.7B
Owners: 73
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-343746reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, N.A.New York, New York · LEI B4TYDEB6GKMZO031MB27
- Bofa Securities, Inc.New York, New York
- Fifth Third Bank, N.A.Cincinnati, Ohio · LEI QFROUN1UWUYU0DVIWD51
- Merrill Lynch InternationalLondon, United Kingdom · LEI GGDZP1UYGU9STUHRDP48
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan Stanley & Co. International PlcLondon, United Kingdom · LEI 4PQUHN3JPFGFNF3BB653
- Morgan Stanley & Co. LLCNew York, New York
- Morgan Stanley Capital Products LLCNew York, New York · LEI IVNH9ABHJY5L0X3RKW69
- Morgan Stanley Capital Services LLCNew York, New York · LEI I7331LVCZKQKX5T7XV54
- Prime Dealer Services Corp.New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 100%reportedadviser and related persons