DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Luma Pep Xi

Private Equity Fundadvised byLuma Capitalindependent RIA805-3588403570no longer reportedIAPD
Gross asset value
$9,201
as of Apr 24, 2014; not a fund size
Peak GAV
$9,201
highest filing
Owners
5
beneficial owners reported
Minimum investment
$80,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
23%
Reported
3 filings
Apr 20, 2012 to Apr 24, 2014
Reporting history
one row per Form ADV filing
Gross asset value$9,201 as of Apr 24, 2014
Apr 20, 2012$9,201 then
Owners5 as of Apr 24, 2014
Apr 20, 20125 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Florida, United Statesreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • E*Trade Securities LLC
    Jersey City, New Jersey
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
0.0%reportedadviser and related persons