DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••••• L••• O••• O••••••• M••••• F••• L••
Gross asset value
$3.6B
as of Nov 25, 2024; not a fund size
Peak GAV
$5.4B
highest filing
Owners
257
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
4%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
35%
Reported
34 filings
Aug 28, 2013 to Nov 25, 2024
Reporting history
one row per Form ADV filing
Gross asset value$3.6B as of Nov 25, 2024
Aug 28, 2013$75.8M then
Owners257 as of Nov 25, 2024
Aug 28, 20139 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Anchorage Digital Bank N.A.Sioux Falls, South Dakota
- Coinbase Custody Trust Company LLCNew York, New York
- Fidelity Digital Asset Services LLCBoston, Massachusetts
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Securities LLCNew York, New York
- Jpmorgan Chase Bank, N.A.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- Morgan Stanley Private Bank, National AssociationPurchase, New York
- State Street Bank And Trust CompanyBoston, Massachusetts
- The Northern Trust International Banking CorporationJersey City, New Jersey
- UBS AgStamford, Connecticut
- UBS Securities LLCStamford, Connecticut
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 4.0%reportedadviser and related persons