DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
3•• I••••••••• I• L••
Gross asset value
$735,000
as of May 1, 2023; not a fund size
Peak GAV
$735,000
highest filing
Owners
7
beneficial owners reported
Minimum investment
$25,000
as reported
Adviser and related own
14%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
2 filings
Mar 24, 2023 to May 1, 2023
Reporting history
one row per Form ADV filing
Gross asset value$735,000 as of May 1, 2023
Mar 24, 2023$735,000 then
Owners7 as of May 1, 2023
Mar 24, 20237 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Massachusetts, United Statesreported
- Clients solicited
- yes, 9% of the adviser's clients investedreported
- Form D file number
- none reportedreported
- Type as written
- VENTURED DEBT FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- National Financial Services LLCBoston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 14%reportedadviser and related persons