DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A••••• S••••• B•••••• F••• I•• L•••
Gross asset value
$40.1M
as of Jul 19, 2024; not a fund size
Peak GAV
$311M
highest filing
Owners
5
beneficial owners reported
Minimum investment
$30.0M
as reported
Adviser and related own
24%
of the fund
Owned by funds
23%
fund-of-funds interests
Non-US owners
26%
Reported
30 filings
Mar 30, 2012 to Jul 19, 2024
Reporting history
one row per Form ADV filing
Gross asset value$40.1M as of Jul 19, 2024
Mar 30, 2012$62.6M then
Owners5 as of Jul 19, 2024
Mar 30, 20125 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 5% of the adviser's clients investedreported
- Form D file number
- 021-112056reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First-Citizens Bank & Trust CompanyRaleigh, North Carolina · LEI L9VVX1KT5TFTKS0MLF66
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Raymond James & Associates, Inc.Hunt Valley, Maryland
- Wells Fargo Bank, NaSan Francisco, California · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
- A••••• S••••• B•••••• F••• I•• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 24%reportedadviser and related persons