DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
L•••••••• P•••• F•••• L•••
Gross asset value
$142M
as of Mar 29, 2024; not a fund size
Peak GAV
$149M
highest filing
Owners
35
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
23%
Reported
3 filings
Mar 30, 2022 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$142M as of Mar 29, 2024
Mar 30, 2022$149M then
Owners35 as of Mar 29, 2024
Mar 30, 202235 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-403392reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America CorporationNew York, New York · LEI 9DJT3UXIJIZJI4WXO774
- J.P. Morgan Securities Inc.Boston, Massachusetts
- Jefferies LLCNew York, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
- Morgan Stanley & Co. LLCMenlo Park, California
- Silicon Valley Bank, A Division Of First Citizens BankMenlo Park, California · LEI 0K2D5AK28E3O5CC06E35
Across DFX
shared identifiers only
- L•••••••• P•••• F•••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons